Compliance Documentation

Request formal legal and compliance documentation packages.

Compliance Documentation

Compliance Documentation is designed to keep early-stage engagement efficient while preserving QFC governance and confidentiality expectations. QFC SPCs have no minimum share capital and are typically exempt from audited accounts and annual general meetings unless directed otherwise. SPCs must maintain a registered office in the QFC and keep required documents available at that office.

Clarify what Compliance Documentation requires from both the sponsor and the borrower.
Confirm data-handling and disclosure boundaries relevant to Compliance Documentation.
Outline next steps and timing once Compliance Documentation is completed.

Scope and application

We document who attends, what materials are shared, and the decision points created by Compliance Documentation.

Key requirements

Defined transaction purpose and approved use of proceeds
Collateral schedule and cash flow evidence
Governance roles including director, secretary, and SEF accountability

Reporting expectations

Mandate reporting cadence and escalation protocols are confirmed at this stage to maintain SPC transparency.

Next step

Start your mandate intake and receive a tailored execution plan.

Start Mandate Intake