Regulatory Liaison

Coordination with QFC governance expectations and reporting readiness.

Regulatory Liaison

Regulatory Liaison is designed to keep early-stage engagement efficient while preserving QFC governance and confidentiality expectations. QFC SPCs can enter loan or hedging arrangements and grant security interests to support structured financing obligations. SPCs must appoint at least one director, a secretary, and a Senior Executive Function (SEF).

Clarify what Regulatory Liaison requires from both the sponsor and the borrower.
Confirm data-handling and disclosure boundaries relevant to Regulatory Liaison.
Outline next steps and timing once Regulatory Liaison is completed.

Scope and application

This section records the decision gates created by Regulatory Liaison so we can move to mandate drafting.

Key requirements

Defined transaction purpose and approved use of proceeds
Collateral schedule and cash flow evidence
Governance roles including director, secretary, and SEF accountability

Reporting expectations

Mandate reporting cadence and escalation protocols are confirmed at this stage to maintain SPC transparency.

Next step

Start your mandate intake and receive a tailored execution plan.

Start Mandate Intake