Regulatory Reporting

This page expands the regulatory reporting focus within the Disclosures framework for DRKB Capitals SPC.

Regulatory Reporting

This disclosure note on Regulatory Reporting explains how we maintain transparency without compromising SPC confidentiality. QFC SPCs can enter loan or hedging arrangements and grant security interests to support structured financing obligations. SPCs must maintain a registered office in the QFC and keep required documents available at that office.

Define the disclosure item for Regulatory Reporting and its purpose in the mandate pack.
Explain how Regulatory Reporting is reviewed and updated over the life of the facility.
Describe how Regulatory Reporting affects credit decisions, reporting, and escalation.

Scope and application

We align Regulatory Reporting disclosure timing with onboarding and periodic reporting.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

Start Mandate Intake