Aml Screening

This page expands the aml screening focus within the Governance Charter framework for DRKB Capitals SPC.

Aml Screening

We embed Aml Screening to align credit decisions with QFC governance expectations. Under QFC rules, SPCs may carry out Special Purpose Company Activities such as acquiring, holding, and disposing of assets, subject to their licence. Changes in directors, SSP, or registered office require timely notice to the QFC authorities.

Define how Aml Screening is enforced and who owns approvals.
Describe the evidence retained to demonstrate Aml Screening compliance.
Connect Aml Screening to committee reporting and escalation protocols.

Scope and application

Scope clarifies the roles, thresholds, and reporting tied to Aml Screening.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

Start Mandate Intake