Compliance Committee

This page expands the compliance committee focus within the Governance Charter framework for DRKB Capitals SPC.

Compliance Committee

Compliance Committee ensures oversight remains consistent across multiple SPC mandates. Under QFC rules, SPCs may carry out Special Purpose Company Activities such as acquiring, holding, and disposing of assets, subject to their licence. SPCs must appoint and retain a Support Services Provider (SSP) that can provide registered-office and administrative support.

Define how Compliance Committee is enforced and who owns approvals.
Describe the evidence retained to demonstrate Compliance Committee compliance.
Connect Compliance Committee to committee reporting and escalation protocols.

Scope and application

We document the periodic reviews required to keep Compliance Committee effective.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

Start Mandate Intake