Counterparty Review

This page expands the counterparty review focus within the Governance Charter framework for DRKB Capitals SPC.

Counterparty Review

Counterparty Review is part of the governance charter that safeguards SPC lending and investor confidence. QFC SPCs are transaction-specific entities that can obtain financing or hold assets (including receivables) for defined purposes. SPCs must appoint at least one director, a secretary, and a Senior Executive Function (SEF).

Define how Counterparty Review is enforced and who owns approvals.
Describe the evidence retained to demonstrate Counterparty Review compliance.
Connect Counterparty Review to committee reporting and escalation protocols.

Scope and application

Scope clarifies the roles, thresholds, and reporting tied to Counterparty Review.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

Start Mandate Intake