Customer Due Diligence

This page expands the customer due diligence focus within the Legal framework for DRKB Capitals SPC.

Customer Due Diligence

We use Customer Due Diligence to set transparent expectations for documentation and legal risk. QFC SPCs can enter loan or hedging arrangements and grant security interests to support structured financing obligations. SPCs must maintain a registered office in the QFC and keep required documents available at that office.

Summarize the legal considerations contained in Customer Due Diligence.
Outline how Customer Due Diligence is reflected in transaction documents.
Define the approvals required when Customer Due Diligence affects borrower terms.

Scope and application

We describe how Customer Due Diligence interacts with QFC regulatory filings.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

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